Frequently asked questions
What does the word “Ombudsman” mean?
The word comes from Old Norse and means “representative” The traditional
parliamentary ombudsman role is not to represent the individual but to
represent the public interest by investigating complaints by citizens,
independent of the executive. The first modern example was in Sweden which
introduced a Parliamentary Ombudsman in 1809 to safeguard the rights of
citizens. The term is not gender specific. In recent years it has
been adopted to describe the role of persons appointed in industry and
professions to provide an independent review of complaints and grievances.
A number of Australian universities have an ombudsman including LaTrobe
University and RMIT in Victoria.
How do I take a complaint to the University Student Ombudsman?
You can e-mail the Student Ombudsman office to seek advice or arrange
an appointment. An enquiry form is located on this site to assist your
contact. The Student Ombudsman is located on the Clayton campus but can
arrange to meet you on another campus.
When should I take a complaint to the Student Ombudsman?
You should first try to resolve the complaint within your faculty or
department. The Student Rights Officers are able to assist you. If
that is not successful lodge a grievance with the Grievance Officer. Once
the faculty or department has had the opportunity to deal with the grievance
and if you are not satisfied with the outcome you can then request that
the Student Ombudsman review the grievance. You can also seek advice during
the course of the grievance but the Student Ombudsman is unlikely to become
involved until the grievance process is completed.
Will I be disadvantaged if I bring a complaint to the Ombudsman?
No student or staff member will be disadvantaged as a result of making
a complaint to the Student Ombudsman or assisting an enquiry or investigation
What can the University Student Ombudsman (Student Ombudsman) do?
The Student Ombudsman can
Make enquiries to determine whether an investigation is warranted
Provide advice about the resolution of a complaint and refer you to the
appropriate service
Conduct an independent investigation if s/he believes it is warranted
Consult with any staff member relevant to the investigation
Inspect any relevant documentation
Seek independent legal advice
Make recommendations to the DVC (Education) for resolution of a grievance
Report to the University Council.
Can I proceed with a grievance if the faculty or department can show
that it has acted strictly according to policy?
Policies and procedures within the university go through a rigorous
process of development. These documents are designed to assist staff and
students by providing guidance and consistency for decision making. This
is one reason they are published on the web-site and made available to
students-so that you can know in advance how the university believes that
decisions should be made and staff should act. If the subject of your grievance
is covered by policy and procedures and that policy was properly applied
it is unlikely that your grievance will proceed.
Take, for example, the policy for refund of fees on discontinuation
of enrolment; the policy clearly states that any student discontinuing
enrolment after the census date is liable for fees in full. It is the student’s
responsibility to know the census date. It would not be sufficient to argue
that you did not know the census date.
Policies can make room for discretion by the faculty in special circumstances.
Take the example of a student who suffered trauma or sickness which prevented
further study. If the student provided relevant documentation s/he might
gain a favourable decision on appeal or could complain if their special
circumstances were not considered. The complaint is not likely to
succeed if the information indicates that the faculty has considered the
special circumstances but still decided that in view of all the facts there
was not sufficient reason to make an exception on the grounds of special
circumstances.
Can I bring a grievance to the Student Ombudsman about procedures
or decisions of the Academic Progress Committee or the Exclusion Appeals
Committee?
The university has separate procedures for exclusion for unsatisfactory
academic progress, discipline and exclusion for health reasons. The Student
Ombudsman cannot accept complaints on these matters.
Can I bring a complaint to the Student Ombudsman about discrimination
or sexual harassment?
The university has separate procedures to deal with these complaints
and the Student Ombudsman cannot accept complaints on these matters.
Can I bring a grievance to the Student Ombudsman about an academic
or administrative matter which is related to a complaint about procedures
for exclusion, discipline or discrimination or sexual harassment?
The Student Ombudsman would look at whether you had another proceeding
in place at the time of lodging the grievance. Once that procedure was
completed s/he would decide whether there was still an academic or administrative
grievance which had not been dealt with by the procedures and required
the Student Ombudsman’s involvement?
What does confidentiality mean in regard to complaints to the Student
Ombudsman?
Information relating to a complaint provided to the Student Ombudsman
office by students or staff will remain confidential and only be communicated:
In the process of investigation and conciliation of the complaint
To those parties directly involved in the investigation and complaint resolution
For the purpose of meeting government legislative requirements including
privacy and disclosure requirements. Note this can apply to release of
information to lessen or prevent a serious and imminent threat to an individual’s
life, health, safety or welfare or a serious threat to public health, public
safety or public welfare and information in regard to suspected unlawful
activity
OR - with the consent of the person providing the information.
Can someone make a complaint to the Student Ombudsman on my behalf?
No, only the person with the grievance can make a complaint or give
notice of a grievance. In exceptional circumstances the Student Ombudsman
will accept written authorisation for another person to pursue a complaint
when that person is not able to do so.
Is there a time limit on acceptance of grievances?
The policy clearly states that there is a six months time limit dating
from discontinuation of course or candidature (undergraduate or postgraduate),
or examination of a HDR thesis. After that six month period grievances
are unlikely to be accepted except in exceptional circumstances where
it would be unreasonable not to accept them.
What can I expect if I am involved in an investigation of a grievance
either as a complainant, respondent or witness?
You can expect a fair and reasonable process which takes into account
the relevant information provided by all parties and makes a finding based
on the balance of probabilities. The process is not a legal process. The
principles of natural justice will apply including:
The respondent shall have a right to be advised on the complaints as soon
as possible
All parties to a complaint shall have the right to be heard
All relevant sumbissions and evidence shall be considered
Matters that are not relevant shall not be taken nto account
All parties shall have the right to confidentiality
The person hearing the complain shall not be biased or appear to be biased.
What are my responsibilities if lodge a complaint with a faculty Grievance
Officer or the Student Ombudsman?
If you wish to pursue a complaint or grievance with the faculty or
department and/or for review by the Student Ombudsman it is your responsibility
to:
Inform yourself of the relevant policy and procedures.
Approach the faculty/department with courtesy and integrity and focus on
options to resolve the complaint.
Ensure you have adequately explored the informal avenues of resolution
before escalating the complaint to a formal grievance.
Seek advice and support from qualified persons (a list of support services
is available from the Student Resource Guide http://www.monash.edu.au/pubs/handbooks/srg/)
Provide an accurate written account of the complain/grievance and your
expectations for resolution of the complaint.
Keep clear written records, including dates, of all relevant actions including
consultation with staff.
Respect the confidentiality of all parties in the course of the equiry
or the investigation.
Respond promptly to requests for further information.
Make yourself available for conciliation meetings and carefully consider
any options proposed for resolution.
Why does the Student Ombudsman only have powers to recommend and not
to make a binding decision?
This is in line with the powers of all traditional Ombudsman. The strength
of the recommendations comes from their reliance on a well documented,
impartial and objective investigation. If the Victorian Ombudsman’s recommendations
are not accepted he can report to Parliament. The Student Ombudsman can
report to the University Council. In practice, the Student Ombudsman would
ensure that the student, faculty or department are aware of the findings
and able to respond to them and have their responses taken into account
before recommendations are made. Recommendations will arise logically from
the findings.
Are the Student Ombudsman’s recommendations likely to be accepted?
Generally recommendations would only be rejected if they were unable
to be implemented or if they did not accord with university statutes, regulations
and policy. The Student Ombudsman’s report to University Council would
include a report on the response to recommendations. If the process is
working and all parties have the right to respond and be considered recommendations
are most likely to be accepted.
What can I do if I am not satisfied with the Student Ombudsman’s
recommendations?
You can lodge a complaint with the Victorian Ombudsman.
Contact details –telephone: 9613 6222
Toll free: 1800 806 314
Fax: 9614 0246
E-mail: ombudvic@ombudsman.vic.gov.au |